Broker Check

The Planning Process

Establishing the client relationship

  • Are we the right financial advisor for you?

Gathering Data

  • Investment account statements
  • Tax history
  • Pay stub
  • Insurance policies
  • Family tree
  • Saving and expense summary
  • Assets and debts
  • Personal interests
  • Estate plan

Analysis & Evaluation

  • Prepare Net Worth Statement
  • Analyze current Asset Allocation & Performance Review
  • Determine Risk Tolerance
  • Goal Setting- what is important to you?

Recommendation

  • Develop custom action plan with specific goals

Implementation & Monitoring

  • Monthly Statements & Online Account Access
  • Periodic Client Review Meetings
  • Measure Progress against Goals
  • Ongoing Due Diligence of Investment Managers
  • Tax Loss Harvesting
  • Portfolio Rebalancing